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The SEC’s push for ongoing monitoring of data vendors

Neudata Sentry
28 Dec 2021

Many buyside firms naturally adopt the policy of diligencing vendors during the onboarding phases and at annual renewals. Unfortunately, meaningful vendor risks (e.g., regulatory enforcement, litigation, cybersecurity breaches, etc.) are unlikely to occur with a regular cadence, as we described earlier this year.

Analyst Contact

Donald D’Amico Managing Director, General Counsel (New York)